Areas of Practice

• Securities offerings
• Initial public offerings (IPO)
• PIPE transactions
• Mergers and acquisitions
• Reverse merger transactions
• SEC reporting
• Corporate governance issues
• Small broker dealer representation
• Placement agent and underwriter representation

Represent

• Public and private companies
• Foreign private issuers (Chinese, Canadian, European)
• SPAC and similar companies
• Investment bankers
• Broker-dealers

Bar Admissions

• New York; U. S. District Court, Eastern District of New York

Legal Career

• Joined Golenbock Eiseman Assor Bell & Peskoe LLP in 2007 after 14 years at Graubard Miller

Education

• L.L.M., Cambridge University (1985)
• J.D., Georgetown University Law Center (1979)
• M.S.c., London School of Economics and Political Science (1976)
• B.A., Connecticut College